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Small States Need Rules, Not Rhetoric

Operational Mechanism, Implementation Hurdles, and Modern Non-Alignment --- Part 2

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Small States, Big Stakes in a Changing World

The first part of this two-part article was published in yesterday’s edition.- Editors

Navigating the turbulent security landscape of the Indian Ocean requires an operational roadmap that secures stability without surrendering sovereignty. In Part 1, by diagnosing the region’s security lessons, we demonstrated how the three pillars of the “Credible Restraint” doctrine can tilt the balance in favor of small and medium-sized sovereign littoral states (SMLS). Yet a critical question remains: can these regional nations maintain internal cohesion while withstanding the sanctions and conditional investments of major powers—both resident and extra-regional? Moving beyond idealism, this final section addresses hard operational realities; offering concrete methods to manage regional divergence, strategies to neutralize great-power pressure, and actionable steps to transform non-alignment from a historical slogan into an operational shield.

Managing Divergence and Cost-Benefit Calculations

The primary operational hurdle is non-participation: what happens if one or more states decline to join? Conditioning action on full consensus among Indian Ocean littoral states inevitably results in institutional paralysis. To sustain momentum, the ‘Credible Restraint’ framework utilizes a flexible, two-tier institutional architecture:

a) The Operational Tier (The Driving Engine): Participating states utilize flexible frameworks such as minilateralism or forming a “coalition of the willing” to operationalize objective evaluations, technical data exchanges, and unified guidelines without waiting for consensus among all small and medium-sized littoral states. This approach preserves operational momentum while leaving the door open for hesitant states to join later. Tier 1 is neither an exclusive sub-bloc nor a political counter-alliance; it functions strictly as an open-ended technical clearinghouse, accessible to any IORA member state based on technical readiness rather than political alignment.

 b) The Diplomatic Tier (The Protective Umbrella): Concurrently, the framework leverages the protective umbrella of inclusive regional multilateral bodies such as the Indian Ocean Rim Association (IORA), which function as a “legitimizing and de-escalating umbrella” while building synergies with ASEAN-led maritime frameworks. In the event of disputes, these institutions can adjust commitments to “non-binding guidelines” and concentrate on “non-sensitive cooperation (such as search-and-rescue or environmental monitoring)” to calibrate agreements to the” lowest common denominator”, thereby preventing regional polarization. This flexibility neutralizes great-power leverage over these small and medium-sized sovereign littoral states while preserving the umbrella of regional convergence.

Second, non-participation carries tangible operational and diplomatic repercussions for the opting-out nation. On one hand, opting out deprives that state of shared system benefits, including Maritime Domain Awareness (MDA) data, early warning networks, and security umbrellas, forcing it to incur significantly higher costs to secure the same level of security unilaterally. On the other hand, rejecting a transparent, rational procedure agreed upon by the majority downgrades that state’s standing to that of an “unpredictable actor” or spoiler, eroding its diplomatic prestige, bargaining power, and economic appeal.

Ultimately, this model relies not on supranational coercion, but on a strategic cost-benefit calculation grounded in the rationality and national interest of these regional states. Although national sovereignty preserves a state’s right to opt out, the coordination mechanism naturally imposes heavy costs such as information isolation, deprivation of strategic awareness, and heightened security risks on such state, eventually compelling it to reassess its strategic posture.

Undoubtedly, realizing such an indigenous, rules-based mechanism faces structural obstacles in the real world. Severe economic disparities among littoral states, the dependence of less-developed nations on conditional extra-regional investments, and deep-seated regional trust deficits pose tangible challenges that could slow implementation. However, “Credible Restraint” does not ignore these hard realities; rather, it offers a step-by-step, flexible roadmap that relies on voluntary formulas and non-exclusive commercial data to incrementally reduce the costs of historical dependencies for littoral sovereign states.

Balancing Regional and Extra-Regional Stakeholders: Leveraging Technology Without Conceding Authority

The success of such a framework requires a realistic acknowledgment of all Indian Ocean stakeholders. Consequently, one cannot ignore the geographical realities and security concerns of resident powers, or the role of extra-regional investors and data providers. However, the critical boundary of this model lies in separating “resource and technology provision” from “decision-making authority.” Littoral states utilize international capital and technology, but will not allow any power’s monopolistic logic to dictate regional port governance because merely shifting the form of dependency does not constitute true independence.

This raises a crucial question: how can these sovereign coastal states preserve decision-making authority if major powers condition critical data or investments on political compliance?

While this represents an inevitable challenge, the smaller coastal states can counter it through four proposed strategic pillars:

1.Collective Bargaining Leverage: Small and medium-sized littoral states often face severe economic vulnerabilities, making them susceptible to foreign leverage tied to infrastructure investments, debt, or financial aid. Operating within a shared, coordinated and harmonized technical protocol shifts leverage back to coastal states. When a state operates strictly within an integrated, multilateral regional framework, it becomes vastly more difficult for extra-regional powers to penalize or economically isolate it. While reputational damage alone may not deter an assertive major power, embedding technical compliance within a collective regional framework ensures that economic retaliation against a single host state risks disrupting the creditor power’s broader commercial and diplomatic relationships across the entire Indian Ocean.

By converting sensitive port decisions from political negotiations into transparent compliance reviews, the framework depoliticizes outcomes—making it significantly harder for creditor powers to justify economic retaliation or weaponize debt restructuring against host nations.

2.Diversified & Commercial Data Sourcing: Relying on a single foreign power or classified superpower intelligence creates severe security vulnerabilities. Regional sovereign littoral states can bypass the information monopolies of major powers by relying on high-revisit unclassified commercial satellite imagery, open-source Automatic Identification System (AIS) data, and coastal radar feeds from a diverse range of Asian, European, and independent private vendors. Although private suppliers remain subject to the licensing regulations of their home jurisdictions, integrating diversified commercial data streams mitigates supplier risk while establishing a factual, transparent, and verifiable baseline. Within this framework, although open sources establish a shared and tangible data baseline, reviewing security objections from extra-regional powers—grounded in classified data—is contingent upon providing verifiable technical indicators to the regional desk, rather than acceding to unverified assertions.

3.Decoupling Raw Data from Processing and Decision-Making: Regional states can ingest raw satellite and sensor data from various external suppliers, while housing the data-processing architecture, risk-assessment algorithms, and decision-making logic internally within the regional mechanism. This strategic decoupling prevents external suppliers from dictating biased evaluations or tailored outputs as objective security facts to littoral states.

4.Layering onto Existing Infrastructure: Rather than attempting to establish redundant regional data centers, Credible Restraint functions as an operational decision-support protocol integrated directly into existing information fusion centers and established regional maritime awareness networks.

The Role of Regional Multilateral Bodies in the Indian Ocean

Existing multilateral bodies in the Indian Ocean, such as IORA, are built upon foundational principles of consensus, sovereign equality, and non-interference. While valuable, these principles can hinder swift coordination on sensitive security matters. In this context, the “Credible Restraint” mechanism can launch as a voluntary, complementary pilot project within IORA or as an independent framework.

Establishing a technical and scientific process involving maritime stakeholders, legal experts, researchers, and interested governments creates a platform to operationalize and validate shared definitions, inspection procedures, and data-driven standards before formally adopting binding protocols. Accordingly, the primary objective of this mechanism must initially be collective learning and confidence-building, rather than mandatory enforcement.

To operationalize this approach, small and medium-sized sovereign littoral states must address several pivotal questions:

Can these regional states achieve a unified, objective, and non-political definition separating routine port calls from sensitive movements and security redlines? What level of data can be shared without compromising national security? Does formulating shared procedures alleviate political pressure, or could coordinated restrictions be misconstrued as the emergence of a new political-security bloc? Finally, could delays in review processes inadvertently impede legitimate navigation and scientific collaboration?

Transparent answers to these foundational questions must sit at the core of any responsible strategic initiative, ensuring that regional capacities are concentrated on primary goals rather than dissipated on trivialities.

Action Over Rhetoric: Revitalizing Non-Alignment

Grounded in practical adherence and proper execution, the principle of non-alignment retains its authenticity, effectiveness, and dynamism. Unfortunately, passive stances, silence during humanitarian crises or acts of aggression, and actions contrary to non-aligned principles by certain states reveal a serious gap between theory and practice. Conversely, for many sovereign littoral governments, non-alignment was never a symbolic gesture or empty slogan, but a calculated strategy to retain diplomatic leverage in the face of an asymmetric international order—pressures that sometimes drive states toward passive behaviors inconsistent with the spirit of non-alignment.

Declarations alone cannot safeguard this strategic choice; it demands practical action and institutionalized mechanisms. Strategic autonomy, which constitutes the core essence of non-alignment, stems neither from ad hoc decisions nor reliance on coercive power, but is rather the product of rule-based, legal, and institutional frameworks.

Therefore, in the Indian Ocean, “Credible Restraint” is achieved neither through military confrontation nor diplomatic ambiguity. Military confrontation leaves the region vulnerable to extra-regional influence and destabilizes the regional balance. Diplomatic ambiguity, while serving as a temporary crisis-management tool- or, better said, a way to “grease the wheels of diplomacy”-breeds long-term misunderstandings and miscalculations among actors. Conversely, true restraint manifests through the rigorous use of shared evidence, legal procedures, and independent sovereign decision-making.

The region requires no confrontation-driven alliances against common rivals; rather, it demands a focused approach to concrete, non-traditional maritime security threats. This entails establishing practical, rule-based mechanisms that raise the cost of major-power pressure on littoral states, render decision-making predictable, and legitimize regional cooperation. Rules and regulations will not erase geopolitics from the Indian Ocean; rather, these mechanisms empower littoral states to chart their strategic trajectory based on indigenous priorities and standards.

While extra-regional powers attempt to draw littoral states into bloc competition through economic incentives and security alliances—a trajectory that imposes severe intergenerational costs and damages—the model of Credible Restraint serves as a strategic shield. It protects the Indian Ocean from repeating bitter historical experiences, particularly the imported security paradigms and costly confrontations seen in the Persian Gulf.

Recent developments across critical West Asian waterways demonstrate how extra-regional powers engineer maritime friction—executing a pattern of manufacturing crises to market tailor-made security solutions and military hardware. Learning from this costly history reinforces a vital conviction among Indian Ocean littoral nations: imported security is often the primary source of long-term instability. The sole safeguard against this cycle is transitioning toward an indigenous model of maritime governance—one that achieves security not through military confrontation, but through transparent rules, objective monitoring, and sovereign local decision-making.

Implementing this indigenous framework entails broad-based dialogues across think tanks, legal scholars, stakeholder governments, and regional bodies. Through the joint refinement of legal provisions, technical criteria, and operational guidelines, this collaborative platform facilitates trust-building and interdisciplinary synergies. As a result, the Doctrine of Credible Restraint will transform into an active, institutionalized shield protecting national sovereignty and regional stability throughout the Indian Ocean.

Concluded

Mojtaba Barghandan

Mojtaba Barghandan is a researcher in maritime governance and geopolitics, focusing on Indian Ocean security architectures and West Asian strategic affairs. He can be reached at: immojtababarghandan@gmail.com

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